No-Action Letters Listed by Date of Issuance
2008
Blue Source Investment Company, LP, Blue Source, LLC & Blue Source CO2 Company, LLC, File #B00781846, September 8, 2008
Artisan Group, File # B00720551, February 28, 2008
2007
Merrill Lynch Client Transition Program, File #B00694707, September 19, 2007
Advanta Corp., File #B00662714, May 24, 2007
Enterprise Engineering Group, File #B00657514, April 30, 2007
Education CRA Management and Education CRA Fund, LLC, File #B00646867, January 24, 2007
2006
Graybar Electric Company, Inc., File #B00628329, October 31, 2006
Sun American Bancorp Inc., File #B00587353, May 3, 2006
IDA Management Services, Inc., File # B00586482, February 17, 2006
2005
Jameson Inns, Inc., File # B00499720,
January 21, 2005
2004
Allstate Bank, File # B00310193, July 12,
2004
Getty Realty Corp., File # B00449293,
April 20, 2004
2003
State Farm Financial Services, F.S.B.,
File # B00221793, December 2, 2003
Tuition Plan Consortium, LLC, File #
B00388089, July 22, 2003
People's Utah Bancorp, File # B00381602,
April 17, 2003
2002
Republic Engineered Products LLC,
File # B00354627, December 9, 2002
2001
CBOT Holdings, Inc., File # B00301028,
December 12, 2001
Anthem Insurance Companies, Inc.,
File # B00268177, June 6, 2001
Collins/Bay Island Securities LLC,
File # B00262834, June 5, 2001
TruServ Corporation, File #
B00265525, May 24, 2001
Principal Financial Group, Inc., File
# B00263159, May 10, 2001
2000
Phoenix Home Life Mutual Insurance
Company, File # B00233311, December 15, 2000
Prudential Insurance Company of
America, File # B00232479, December 14, 2000
VelocityHSI, Inc., File # B00207324,
July 21, 2000
Zap.Com Corporation, File # B00179478,
February 16, 2000
1999
Metropolitan Life Insurance Company,
File # B00138255, July 22, 1999
John Hancock Mutual Life Insurance
Company, File # B00136422, July 6, 1999
Canada Life Assurance Company, File #
B00125606, May 18, 1999
Sun Life Assurance Company, File #
B00125580, May 12, 1999
Tender Loving Care Health Care Services.
Inc., File # B00122265, April 20, 1999
The Manufacturers Life Insurance
Company, File # B00115570, March 22, 1999
Cattle Management Program, File #
B00112437, February 25, 1999
1998
Park Place Entertainment Corporation,
File # B00099827, December 31, 1998
Excel Realty Trust, Inc., File #
B00086255, September 25, 1998
Internet Stock & Securities
Exchange, File # B00083915, September 9, 1998
Gruntal & Co., LLC, File #
B00073840, July 13, 1998
Clear Sky, File # B00047333, March 26,
1998
Equitable Financial Services, Inc., File
# B00045331, February 9, 1998
Excel Legacy Corporation, File #
B00042146, February 9, 1998
1997
David H. Miner, File # B00028834, November 14, 1997 (Letter not
available)
Alcatel Alsthom Compagnie General
d'Electricite, S.A., File # B00025974, October 30, 1997
Utah Valley Physicians Network, L.L.C.,
File # B00014664, September 29, 1997
Culbro Corporation, File # B00002223,
June 5, 1997
Professional Veterinary Products, Inc.,
File # A60850-50, April 29, 1997
Capital Funding & Financial Group
and kidZtime TV, File # A58753-50, April 10, 1997 - Rescinded October 8, 2004
1996
Virginia Higher Education Tuition Trust,
File # A56500-47, October 10, 1996
Lloyd's, File # A56585-49, September 25,
1996
Towne Bancorp, Inc., File # A56302-47,
September 24, 1996
Madison Mortgage, Inc., File #
A55928-47, August 14, 1996
Firstar Trust Company, File # A55682-47,
August 12, 1996
Westmed Physician Network, Inc., File #
A54673-47, July 25, 1996
Lloyd's, File # A55699-47, July 18, 1996
Tupperware Corporation, File #
A54804-47, May 14, 1996
Physician Management Company of Utah,
L.C., File # A53093-47, March 18, 1996
1995
W.R. Grace & Co., File # A49498-36,
October 26, 1995
Smith Barney Incorporated, File #
A49048-34, October 19, 1995
Philadelphia Stock Exchange, Inc, File #
A41129-34, July 12, 1995
Prudential Securities Incorporated, File
# A42022-34, July 5, 1995
Motorola, Inc, File # A42020-34, June
27, 1995
Crabbe Huson Funds, File # A40620-35,
February 7, 1995
Shoreline Financial Corporation, File #
A40343-34, January 5, 1995
Commonwealth Energy System, File #
A40345-34, January 4, 1995
Fleming Companies Inc, File # A40342-34,
January 4, 1995
Pacificorp Dividend Reinvestment and
Stock Purchase Plan, File # A40347-34, January 4, 1995
1994
Dean Witter Reynolds Inc., File #
A30721-35, September 27, 1994
Grubb & Ellis Company, File #
B00114673, September 13, 1994
O&G Clearinghouse, Inc., File #
A23830-35, May 13, 1994
1993
Atlantic Shores, File # A21247-35,
December 15, 1993
Nissan Motor Corporation, File #
A21150-35, November 30, 1993
Dean Witter Financial Services Group,
Inc., File # A20244-21, October 8, 1993
Donaldson, Lufkin & Jenrette
Securities Corporation, File # A18276-21, July 21, 1993
1992
Collision Automotive Repair Services,
Inc. ("CARS" Tm), File # A15779-21, October 28, 1992
Home Shopping Network, Inc., File #
A15441-21, September 22, 1992
Leasing Technology, File # A13964-21,
July 2, 1992
Geological Society of America
Foundation, File # A14167-21, June 8, 1992
Ebco U.S.A., Incorporated, File #
A13099-21, May 20, 1992
Stonegate Village Metropolitan District,
File # A13319-31, May 20, 1992
1990
American National Petroleum Company,
File # A08543-21, December 26, 1990
American First Financial Fund 1987-A LP,
File # A08355-21, December 6, 1990
America First Participating/Preferred
Equity Mortgage Fund LP, File # A06978-21, July 16, 1990 (Letter not
available)
America First Prep Fund 2 LP, File #
A06976-21, July 16, 1990
Pharmics, Inc., File # A05803-21,
February 9, 1990
Pep Boys - Manny, Moe & Jack, The,
File # A05634-21, January 16, 1990
Vipont Pharmaceutical, Inc., File # A05474-21, January 4, 1990 (Letter
not available)
1989
Sun Bancorp, Inc., File # A02797-17, September 7, 1989 (Letter not
available)
No-Action Letters Listed Alphabetically
Advanta Corp., File #B00662714, May 24, 2007
Alcatel Alsthom Compagnie General
d'Electricite, S.A., File # B00025974, October 30, 1997
Allstate Bank, File # B00310193, July
12, 2004
America First Participating/Preferred
Equity Mortgage Fund LP, File # A06978-21, July 16, 1990 (Letter not
available)
America First Prep Fund 2 LP, File #
A06976-21, July 16, 1990
American First Financial Fund 1987-A LP,
File # A08355-21, December 6, 1990
American National Petroleum Company,
File # A08543-21, December 26, 1990
Anthem Insurance Companies, Inc.,
File # B00268177, June 6, 2001
Artisan Group, File # B00720551, February 28, 2008
Atlantic Shores, File # A21247-35,
December 15, 1993
Blue Source Investment Company, LP, Blue Source, LLC & Blue Source CO2 Company, LLC, File #B00781846, September 8, 2008
Canada Life Assurance Company, File #
B00125606, May 18, 1999
Capital Funding & Financial Group
and kidZtime TV, File # A58753-50, April 10, 1997
Cattle Management Program, File #
B00112437, February 25, 1999
Clear Sky, File # B00047333, March 26,
1998
Collins/Bay Island Securities LLC,
File # B00262834, June 5, 2001
Collision Automotive Repair Services,
Inc. ("CARS" Tm), File # A15779-21, October 28, 1992
Commonwealth Energy System, File #
A40345-34, January 4, 1995
Crabbe Huson Funds, File # A40620-35,
February 7, 1995
Culbro Corporation, File # B00002223,
June 5, 1997
David H. Miner, File # B00028834,
November 14, 1997 (Letter not available)
Dean Witter Financial Services Group,
Inc., File # A20244-21, October 8, 1993
Dean Witter Reynolds Inc., File #
A30721-35, September 27, 1994
Donaldson, Lufkin & Jenrette
Securities Corporation, File # A18276-21, July 21, 1993
Ebco U.S.A., Incorporated, File #
A13099-21, May 20, 1992
Education CRA Management and Education CRA Fund, LLC, File #B00646867, January 24, 2007
Enterprise Engineering Group, File #B00657514, April 30, 2007
Equitable Financial Services, Inc., File
# B00045331, February 9, 1998
Excel Legacy Corporation, File #
B00042146, February 9, 1998
Excel Realty Trust, Inc., File #
B00086255, September 25, 1998
Firstar Trust Company, File # A55682-47,
August 12, 1996
Fleming Companies Inc, File # A40342-34,
January 4, 1995
Geological Society of America
Foundation, File # A14167-21, June 8, 1992
Getty Realty Corp., File # B00449293,
April 20, 2004
Graybar Electric Company, Inc., File #B00628329, October 31, 2006
Grubb & Ellis Company, File #
B00114673, September 13, 1994
Gruntal & Co., LLC, File #
B00073840, July 13, 1998
Home Shopping Network, Inc., File #
A15441-21, September 22, 1992
Internet Stock & Securities
Exchange, File # B00083915, September 9, 1998
Jameson Inns, Inc., File # B00499720,
January 21, 2005
John Hancock Mutual Life Insurance
Company, File # B00136422, July 6, 1999
Leasing Technology, File # A13964-21,
July 2, 1992
Lloyd's, File # A56585-49, September 25,
1996
Lloyd's, File # A55699-47, July 18, 1996
Madison Mortgage, Inc., File #
A55928-47, August 14, 1996
The Manufacturers Life Insurance
Company, File # B00115570, March 22, 1999
Merrill Lynch Client Transition Program, File #B00694707, September 19, 2007
Metropolitan Life Insurance Company,
File # B00138255, July 22, 1999
Motorola, Inc, File # A42020-34, June
27, 1995
Nissan Motor Corporation, File #
A21150-35, November 30, 1993
O&G Clearinghouse, Inc., File #
A23830-35, May 13, 1994
Pacificorp Dividend Reinvestment and
Stock Purchase Plan, File # A40347-34, January 4, 1995
Park Place Entertainment Corporation,
File # B00099827, December 31, 1998
People's Utah Bancorp, File # B00381602,
April 17, 2003
Pep Boys - Manny, Moe & Jack, The,
File # A05634-21, January 16, 1990
Pharmics, Inc., File # A05803-21,
February 9, 1990
Philadelphia Stock Exchange, Inc, File #
A41129-34, July 12, 1995
Phoenix Home Life Mutual Insurance
Company, File # B00233311, December 15, 2000
Physician Management Company of Utah,
L.C., File # A53093-47, March 18, 1996
Principal Financial Group, Inc., File
# B00263159, May 10, 2001
Professional Veterinary Products, Inc.,
File # A60850-50, April 29, 1997
Prudential Insurance Company of
America, File # B00232479, December 14, 2000
Prudential Securities Incorporated, File
# A42022-34, July 5, 1995
Republic Engineered Products LLC,
File # B00354627, December 9, 2002
Shoreline Financial Corporation, File #
A40343-34, January 5, 1995
Smith Barney Incorporated, File #
A49048-34, October 19, 1995
State Farm Financial Services, F.S.B,
File # B00221793, December 2, 2003
Stonegate Village Metropolitan District,
File # A13319-31, May 20, 1992
Sun American Bancorp Inc., File #B00587353, May 3, 2006
Sun Bancorp, Inc., File # A02797-17, September 7, 1989 (Letter not
available)
Sun Life Assurance Company, File #
B00125580, May 12, 1999
Tender Loving Care Health Care Services.
Inc., File # B00122265, April 20, 1999
Towne Bancorp, Inc., File # A56302-47,
September 24, 1996
TruServ Corporation, File #
B00265525, May 24, 2001
Tuition Plan Consortium, LLC, File #
B00388089, July 22, 2003
Tupperware Corporation, File #
A54804-47, May 14, 1996
Utah Valley Physicians Network, L.L.C.,
File # B00014664, September 29, 1997
VelocityHSI, Inc., File # B00207324,
July 21, 2000
Vipont Pharmaceutical, Inc., File # A05474-21, January 4, 1990 (Letter
not available)
Virginia Higher Education Tuition Trust,
File # A56500-47, October 10, 1996
W.R. Grace & Co., File # A49498-36,
October 26, 1995
Westmed Physician Network, Inc., File #
A54673-47, July 25, 1996
Zap.Com Corporation, File # B00179478,
February 16, 2000
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