• Other State Securities Agencies
• U.S. Securities and Exchange Commission (SEC)
• U.S. Commodity Futures Trading Commission (CFTC)
• Federal Trade Commission (FTC)
  

Self-Regulatory Agencies

• American Stock Exchange
• Financial Industry Regulatory Authority (FINRA)
• NASDAQ
• New York Stock Exchange
• Utah State Bar

Other Organizations

• Certified Financial Planner Board of Standards
• North American Securities Administrators Association, Inc. (NASAA)
• Investor Protection Trust (IPT)
• Investing Online Resource Center
• Investment Adviser Public Disclosure Website
• The Public Investors Arbitration Bar Association (PIABA)(Lawyers devoted to representing investors in securities disputes)
• The Center for Corporate Law, University of Cincinnati College of Law

This page includes links to various securities related organizations including other government agencies, quasi-government agencies and private organizations. A link to a private organization should not be construed as an endorsement or approval of the activities or products of such organization. Rather, Division staff believes that the links may have information of interest to various individuals.