Utah Division of Securities
Utah Division of Securities
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Corporate Finance
Fee Schedule
 
Securities Registration
Qualification Registration
Coordinated Registration
Notification Registration
300.00
300.00
300.00
Securities Exemptions
Notice of Intention to Sell (Blue Chip Mutual Funds)
Other Securities Exemptions
500.00
60.00
Transactional Exemptions
All Transactional Exemptions 60.00
Notice Filings
Investment Companies
Regulation D, Rule 506
Rule 506 more than 15 days after first sale in Utah
600.00
100.00
500.00
No-action Letters and Interpretative Opinions 120.00
Fairness Hearing 1,500.00
 

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