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The Division of Securities is advised by an independent commission comprised of five Utah
citizens. Each member is appointed by the governor and serves a four year term. Two
members must come from the securities brokerage community, one member must be a member of
the securities section of the Utah State Bar, one member must come from a corporation
which is not a reporting company, and one member must come from the public at large who
has no active participation in the securities business. Section 61-1-18.5 is the statutory authority for the Securities
Commission. The following persons are members of the Securities Commission:
Michael C. O'Brien (Officer or director of non-reporting company)
VanCott, Bagley, Cornwall & McCarthy
1790 Bonanza Drive, Suite E-250
Park City, Utah 84068
Timothy G. Bangerter (Securities brokerage community)
Bangerter Financial Group
300 South 200 West
Bountiful, UT 84010
- Jane Cameron (Securities brokerage community)
- Zions Bank
- One South Main Street
Salt Lake City, UT 84111
- Laura Polacheck (Public)
- AARP Utah
- 6975 Union Park, Suite 320
- Midvale, Utah 84047
Erik A. Christiansen (Member securities section of Utah State Bar)
Parsons Behle & Latimer
201 South Main Street, Suite 1800
Salt Lake City, UT 84145
The Securities Commission meets quarterly. Meeting dates for 2009 are:
- Monday, January 19, 2009
- Monday, May 11, 2009
- Monday, July 27, 2009
- Thursday, September 17, 2009
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