Utah Division of Securities
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About the Division
Securities Commission

The Division of Securities is advised by an independent commission comprised of five Utah citizens. Each member is appointed by the governor and serves a four year term. Two members must come from the securities brokerage community, one member must be a member of the securities section of the Utah State Bar, one member must come from a corporation which is not a reporting company, and one member must come from the public at large who has no active participation in the securities business. Section 61-1-18.5 is the statutory authority for the Securities Commission. The following persons are members of the Securities Commission:

Michael C. O'Brien (Officer or director of non-reporting company)
VanCott, Bagley, Cornwall & McCarthy
1790 Bonanza Drive, Suite E-250
Park City, Utah 84068

Timothy G. Bangerter (Securities brokerage community)
Bangerter Financial Group
300 South 200 West
Bountiful, UT 84010

Jane Cameron (Securities brokerage community)
Zions Bank
One South Main Street
Salt Lake City, UT 84111
Laura Polacheck (Public)
AARP Utah
6975 Union Park, Suite 320
Midvale, Utah 84047

Erik A. Christiansen (Member securities section of Utah State Bar)
Parsons Behle & Latimer
201 South Main Street, Suite 1800
Salt Lake City, UT  84145

 

The Securities Commission meets quarterly. Meeting dates for 2009 are:

  • Monday, January 19, 2009
  • Monday, May 11, 2009
  • Monday, July 27, 2009
  • Thursday, September 17, 2009

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